Burkland Michael's Form 4 filing
Five9, Inc. (FIVN) · filed Jun 30, 2023
- Accession no.
- 0001288847-23-000114
- Filed
- Jun 30, 2023
- Trade date
- Mar 24-Jun 29, 2023
- Filing delay
- 98 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.29M. It was filed 98 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Burkland MichaelCIK 0001604097 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2023 | Common Stock | WInheritanceAcquired | +389 | $0.00 | $0 | 133,026 | Indirect | |
| Jun 29, 2023 | Common Stock | MOption exerciseAcquired | +53,671 | $9.48 | +$508,801.08 | 241,087 | Direct | |
| Jun 29, 2023 | Common Stock | SSaleDisposed | −53,671 | $80.00 | −$4,293,680 | 187,416 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 29, 2023 | Common Stock | MOption exerciseDisposed | −53,671 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.