Zwarenstein Barry's Form 4/A amendment
AmendedFive9, Inc. (FIVN) · filed Jun 16, 2023
- Accession no.
- 0001288847-23-000112
- Filed
- Jun 16, 2023
- Trade date
- Jun 9, 2023
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 13, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $750.4K. It was filed 7 days after the trade.
This amendment replaces 0001288847-23-000108 (filed Jun 13, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zwarenstein BarryCIK 0001227348 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | SSaleDisposed | −10,000 | $75.04F2 | −$750,400 | 77,303 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2022.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Amendment is solely filed to uncheck the No longer subject to Section 16 box that was inadvertently checked in error in the original filing.