Lougheed James's Form 4 filing
Maxlinear, Inc (MXL) · filed Feb 7, 2023
- Accession no.
- 0001288469-23-000050
- Filed
- Feb 7, 2023
- Trade date
- Feb 3, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 10 non-derivative transactions. Open-market sales total $4.72M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lougheed JamesCIK 0001642366 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 3, 2023 | Common Stock | SSaleDisposed | −67,601 | $40.42F1 | −$2,732,432.42 | 52,264 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −45,573 | $41.16F2 | −$1,875,784.68 | 6,691 | Direct | |
| Feb 3, 2023 | Common Stock | SSaleDisposed | −2,770 | $41.88F3 | −$116,007.6 | 3,921 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +7,517 | $0.00 | $0 | 11,438 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +23,136 | $0.00 | $0 | 34,574 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +15,423 | $0.00 | $0 | 49,997 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +4,693 | $0.00 | $0 | 54,690 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +3,128 | $0.00 | $0 | 57,818 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +1,456 | $0.00 | $0 | 59,274 | Direct | |
| Feb 3, 2023 | Common Stock | AGrant or awardAcquired | +973 | $0.00 | $0 | 60,247 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average share price of an aggregate total of 67,601 shares sold in the price range of $39.84 to $40.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average share price of an aggregate total of 45,573 shares sold in the price range of $40.845 to $41.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average share price of an aggregate total of 2,770 shares sold in the price range of $41.85 to $41.915 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
Vice President, Marketing, High Performance Analog