Seendripu Kishore's Form 4 filing
Maxlinear, Inc (MXL) · filed Oct 7, 2021
- Accession no.
- 0001288469-21-000240
- Filed
- Oct 7, 2021
- Trade date
- Oct 5-7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $1.96M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seendripu KishoreCIK 0001478340 | Director, Officer (Chairman, President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Common Stock | SSaleDisposed | −12,162 | $48.43F2 | −$589,005.66 | 337,930 | Indirect | |
| Oct 5, 2021 | Common Stock | SSaleDisposed | −1,200 | $49.13F4 | −$58,956 | 336,730 | Indirect | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −9,257 | $48.34F5 | −$447,483.38 | 327,473 | Indirect | |
| Oct 6, 2021 | Common Stock | SSaleDisposed | −4,105 | $49.07F6 | −$201,432.35 | 323,368 | Indirect | |
| Oct 7, 2021 | Common Stock | SSaleDisposed | −13,362 | $49.47F7 | −$661,018.14 | 310,006 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 12,162 shares sold in the price range of $48.00 to $48.96 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 1,200 shares sold in the price range of $49.07 to $49.175 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 9,257 shares sold in the price range of $47.86 to $48.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 4,105 shares sold in the price range of $48.90 to $49.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $49.11 to $49.91 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.