Seendripu Kishore's Form 4 filing
Maxlinear, Inc (MXL) · filed Sep 22, 2021
- Accession no.
- 0001288469-21-000233
- Filed
- Sep 22, 2021
- Trade date
- Sep 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $2.00M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seendripu KishoreCIK 0001478340 | Director, Officer (Chairman, President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 20, 2021 | Common Stock | SSaleDisposed | −10,927 | $49.15F2 | −$537,062.05 | 379,251 | Indirect | |
| Sep 20, 2021 | Common Stock | SSaleDisposed | −2,435 | $49.65F4 | −$120,897.75 | 376,816 | Indirect | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −13,262 | $49.38F5 | −$654,877.56 | 363,554 | Indirect | |
| Sep 21, 2021 | Common Stock | SSaleDisposed | −100 | $50.01 | −$5,001 | 363,454 | Indirect | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −800 | $49.72F6 | −$39,776 | 362,654 | Indirect | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −5,401 | $50.69F7 | −$273,776.69 | 357,253 | Indirect | |
| Sep 22, 2021 | Common Stock | SSaleDisposed | −7,161 | $51.41F8 | −$368,147.01 | 350,092 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 10,927 shares sold in the price range of $48.53 to $49.505 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 2,435 shares sold in the price range of $49.55 to $49.73 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 13,262 shares sold in the price range of $48.98 to $49.98 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $49.11 to $50.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of an aggregate total of 5,401 shares sold in the price range of $50.12 to $51.10 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average share price of an aggregate total of 7,161 shares sold in the price range of $51.15 to $51.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.