Seendripu Kishore's Form 4 filing
Maxlinear, Inc (MXL) · filed Aug 4, 2021
- Accession no.
- 0001288469-21-000199
- Filed
- Aug 4, 2021
- Trade date
- Aug 2-4, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market sales total $1.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Seendripu KishoreCIK 0001478340 | Director, Officer (Chairman, President and CEO), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | SSaleDisposed | −8,162 | $48.88F2 | −$398,958.56 | 422,102 | Indirect | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −5,200 | $49.77F4 | −$258,804 | 416,902 | Indirect | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −3,900 | $47.69F5 | −$185,991 | 413,002 | Indirect | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −9,262 | $48.75F6 | −$451,522.5 | 403,740 | Indirect | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −200 | $49.16 | −$9,832 | 403,540 | Indirect | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −10,359 | $50.21F7 | −$520,125.39 | 393,181 | Indirect | |
| Aug 4, 2021 | Common Stock | SSaleDisposed | −3,003 | $50.67F8 | −$152,162.01 | 390,178 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 8,162 shares sold in the price range of $48.37 to $49.37 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average share price of an aggregate total of 5,200 shares sold in the price range of $49.38 to $50.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average share price of an aggregate total of 3,900 shares sold in the price range of $47.09 to $48.08 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average share price of an aggregate total of 9,262 shares sold in the price range of $48.15 to $49.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average share price of an aggregate total of 10,359 shares sold in the price range of $49.53 to $50.52 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average share price of an aggregate total of 3,003 shares sold in the price range of $50.55 to $50.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.