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Barry John F's Form 4 filing

Prospect Capital Corp (PSEC) · filed Nov 18, 2024

Accession no.
0001287032-24-000421
Filed
Nov 18, 2024
Trade date
Nov 14, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market purchases total $4.37M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barry John FCIK 0001294357Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 14, 2024COMMON STOCKPPurchaseAcquired+1,000,000$4.37+$4,370,00072,406,939.11Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)