Van Dask Kristin Lea's Form 4 filing
Prospect Capital Corp (PSEC) · filed Nov 14, 2024
- Accession no.
- 0001287032-24-000415
- Filed
- Nov 14, 2024
- Trade date
- Nov 12, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $65.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Dask Kristin LeaCIK 0001737386 | Officer (CFO, TREASURER, SECRETARY, CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2024 | COMMON STOCK | PPurchaseAcquired | +9,400 | $4.29 | +$40,326 | 19,400 | Indirect | |
| Nov 12, 2024 | COMMON STOCK | PPurchaseAcquired | +5,800 | $4.29 | +$24,882 | 87,245.77 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.