Barry John F's Form 4 filing
Prospect Capital Corp (PSEC) · filed Sep 4, 2024
- Accession no.
- 0001287032-24-000290
- Filed
- Sep 4, 2024
- Trade date
- Aug 30, 2024
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $12.9M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barry John FCIK 0001294357 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2024 | COMMON STOCK | PPurchaseAcquired | +1,000,000 | $5.15 | +$5,150,000 | 66,844,427.18 | Direct | |
| Aug 30, 2024 | COMMON STOCK | PPurchaseAcquired | +500,000 | $5.21 | +$2,605,000 | 67,344,427.18 | Direct | |
| Aug 30, 2024 | COMMON STOCK | PPurchaseAcquired | +1,000,000 | $5.18 | +$5,180,000 | 68,344,427.18 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.