Eliasek M Grier's Form 4 filing
Prospect Capital Corp (PSEC) · filed Nov 22, 2023
- Accession no.
- 0001287032-23-000369
- Filed
- Nov 22, 2023
- Trade date
- Nov 20, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $63.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eliasek M GrierCIK 0001294355 | Director, Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 20, 2023 | COMMON STOCK | PPurchaseAcquired | +1,805 | $5.77 | +$10,414.85 | 1,531,185.42 | Direct | |
| Nov 20, 2023 | COMMON STOCK | PPurchaseAcquired | +1,995 | $5.81 | +$11,590.95 | 1,533,180.42 | Direct | |
| Nov 20, 2023 | COMMON STOCK | PPurchaseAcquired | +7,200 | $5.81 | +$41,832 | 1,540,380.42 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.