Van Dask Kristin Lea's Form 4 filing
Prospect Capital Corp (PSEC) · filed Nov 14, 2023
- Accession no.
- 0001287032-23-000363
- Filed
- Nov 14, 2023
- Trade date
- Nov 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $28.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Van Dask Kristin LeaCIK 0001737386 | Officer (CFO, TREASURER, SECRETARY, CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | COMMON STOCK | PPurchaseAcquired | +2,500 | $5.72 | +$14,300 | 2,500 | Indirect | |
| Nov 10, 2023 | COMMON STOCK | PPurchaseAcquired | +2,500 | $5.64 | +$14,100 | 5,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.