Barry John F's Form 4 filing
Prospect Capital Corp (PSEC) · filed Sep 14, 2023
- Accession no.
- 0001287032-23-000292
- Filed
- Sep 14, 2023
- Trade date
- Sep 12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions. Open-market purchases total $995.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barry John FCIK 0001294357 | Director, Officer (CHIEF EXECUTIVE OFFICER), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,500 | $5.99 | +$98,835 | 72,769,228.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,665 | $5.99 | +$99,823.35 | 72,785,893.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,600 | $5.99 | +$99,434 | 72,802,493.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,625 | $5.99 | +$99,583.75 | 72,819,118.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,645 | $5.99 | +$99,703.55 | 72,835,763.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,650 | $5.99 | +$99,733.5 | 72,852,413.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,600 | $5.99 | +$99,434 | 72,869,013.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,600 | $5.99 | +$99,434 | 72,885,613.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,625 | $5.99 | +$99,583.75 | 72,902,238.22 | Direct | |
| Sep 12, 2023 | COMMON STOCK | PPurchaseAcquired | +16,650 | $5.99 | +$99,733.5 | 72,918,888.22 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.