Cohen Martin's Form 4 filing
Cohen & Steers, Inc. (CNS) · filed Aug 15, 2022
- Accession no.
- 0001284812-22-000214
- Filed
- Aug 15, 2022
- Trade date
- Aug 11-15, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $4.65M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cohen MartinCIK 0001181496 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2022 | Common Stock | SSaleDisposed | −16,559 | $77.41F2 | −$1,281,832.19 | 1,119,625 | Direct | |
| Aug 11, 2022 | Common Stock | SSaleDisposed | −7,354 | $78.07F3 | −$574,126.78 | 1,112,271 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −21,807 | $77.57F4 | −$1,691,568.99 | 1,090,464 | Direct | |
| Aug 12, 2022 | Common Stock | SSaleDisposed | −1,680 | $77.83F5 | −$130,754.4 | 1,088,784 | Direct | |
| Aug 15, 2022 | Common Stock | SSaleDisposed | −12,600 | $77.18F6 | −$972,468 | 1,076,184 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $77.00 to $77.99. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $78.00 to $78.24. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $76.81 to $77.80. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $77.80 to $77.88. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $77.00 to $77.61. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.