Matsumoto Raymond D's Form 4 filing
Axos Financial, Inc. (AX) · filed Sep 16, 2026
- Accession no.
- 0001281197-26-000006
- Filed
- Sep 16, 2026, 7:29 PM ET
- Trade date
- Sep 15, 2026
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matsumoto Raymond DCIK 0001281197 | Other: EVP, Chief Operating Officer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseAcquired | +4,946 | $92.68 | +$458,395.28 | 46,579 | Direct | |
| Sep 15, 2026 | Common Stock | DReturned to the companyDisposed | −2,668 | $92.68 | −$247,270.24 | 43,911 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Common Stock | MOption exerciseDisposed | −4,946 | $0.00 | $0 | 12,167 | Direct | |
| Sep 15, 2026 | Common Stock | AGrant or awardAcquired | +2,698 | $0.00 | $0 | 14,865 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.