Richardson David Jeffrey's Form 4 filing
Ambarella Inc (AMBA) · filed Dec 8, 2023
- Accession no.
- 0001280263-23-000064
- Filed
- Dec 8, 2023
- Trade date
- Dec 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $473.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Richardson David JeffreyCIK 0001329724 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Ordinary Shares | MOption exerciseAcquired | +1,389 | $38.92 | +$54,059.88 | 23,827 | Direct | |
| Dec 6, 2023 | Ordinary Shares | MOption exerciseAcquired | +6,667 | $31.25 | +$208,343.75 | 30,494 | Direct | |
| Dec 6, 2023 | Ordinary Shares | SSaleDisposed | −8,056 | $58.75 | −$473,290 | 22,438 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Ordinary Shares | MOption exerciseDisposed | −6,667 | $0.00 | $0 | 0 | Direct | |
| Dec 6, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,389 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.