Day Christopher's Form 4 filing
Ambarella Inc (AMBA) · filed Mar 17, 2023
- Accession no.
- 0001280263-23-000022
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $186.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Day ChristopherCIK 0001558685 | Officer (VP, Marketing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Ordinary Shares | MOption exerciseAcquired | +6,925 | –F1 | – | 24,212 | Direct | |
| Mar 17, 2023 | Ordinary Shares | SSaleDisposed | −2,420 | $76.85 | −$185,977 | 21,792 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −8,055 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −672 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −275 | $0.00 | $0 | 1,101 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −357 | $0.00 | $0 | 2,862 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.