Kohn Leslie's Form 4 filing
Ambarella Inc (AMBA) · filed Mar 17, 2023
- Accession no.
- 0001280263-23-000020
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $913.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kohn LeslieCIK 0001558645 | Director, Officer (Chief Technology Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Ordinary Shares | MOption exerciseAcquired | +27,736 | –F1 | – | 929,596 | Direct | |
| Mar 17, 2023 | Ordinary Shares | SSaleDisposed | −11,881 | $76.85 | −$913,054.85 | 917,715 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −32,816 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −2,735 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −917 | $0.00 | $0 | 3,669 | Direct | |
| Mar 15, 2023 | Ordinary Shares | MOption exerciseDisposed | −1,185 | $0.00 | $0 | 9,481 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.