Day Christopher's Form 4 filing
Ambarella Inc (AMBA) · filed Dec 20, 2022
- Accession no.
- 0001280263-22-000102
- Filed
- Dec 20, 2022
- Trade date
- Dec 16-20, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $255.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Day ChristopherCIK 0001558685 | Officer (VP, Marketing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Ordinary Shares | MOption exerciseAcquired | +1,304 | –F1 | – | 19,702 | Direct | |
| Dec 16, 2022 | Ordinary Shares | SSaleDisposed | −663 | $83.77 | −$55,539.51 | 19,039 | Direct | |
| Dec 20, 2022 | Ordinary Shares | SSaleDisposed | −2,214 | $81.57 | −$180,595.98 | 16,825 | Direct | |
| Dec 20, 2022 | Ordinary Shares | SSaleDisposed | −238 | $81.82 | −$19,473.16 | 16,587 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −671 | $0.00 | $0 | 672 | Direct | |
| Dec 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −275 | $0.00 | $0 | 1,376 | Direct | |
| Dec 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −358 | $0.00 | $0 | 3,219 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.