Wang Feng-Ming's Form 4 filing
Ambarella Inc (AMBA) · filed Jun 17, 2022
- Accession no.
- 0001280263-22-000058
- Filed
- Jun 17, 2022
- Trade date
- Jun 16, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $260.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang Feng-MingCIK 0001558686 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2022 | Ordinary Shares | MOption exerciseAcquired | +7,300 | –F1 | – | 693,855 | Direct | |
| Jun 16, 2022 | Ordinary Shares | SSaleDisposed | −3,937 | $66.26 | −$260,865.62 | 689,918 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,592 | $0.00 | $0 | 10,778 | Direct | |
| Jun 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −1,468 | $0.00 | $0 | 10,272 | Direct | |
| Jun 16, 2022 | Ordinary Shares | MOption exerciseDisposed | −2,240 | $0.00 | $0 | 24,650 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.