Wang Feng-Ming's Form 4 filing
Ambarella Inc (AMBA) · filed Dec 17, 2021
- Accession no.
- 0001280263-21-000142
- Filed
- Dec 17, 2021
- Trade date
- Dec 13-16, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $897.9K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wang Feng-MingCIK 0001558686 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 13, 2021 | Ordinary Shares | GGiftDisposed | −15,000 | $0.00 | $0 | 629,642 | Direct | |
| Dec 16, 2021 | Ordinary Shares | MOption exerciseAcquired | +8,633 | –F1 | – | 638,275 | Direct | |
| Dec 16, 2021 | Ordinary Shares | SSaleDisposed | −4,753 | $188.91 | −$897,889.23 | 633,522 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Ordinary Shares | MOption exerciseDisposed | −3,573 | $0.00 | $0 | 3,573 | Direct | |
| Dec 16, 2021 | Ordinary Shares | MOption exerciseDisposed | −3,592 | $0.00 | $0 | 17,963 | Direct | |
| Dec 16, 2021 | Ordinary Shares | MOption exerciseDisposed | −1,468 | $0.00 | $0 | 13,207 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.