Chen Yun-Lung's Form 4 filing
Ambarella Inc (AMBA) · filed Dec 7, 2021
- Accession no.
- 0001280263-21-000118
- Filed
- Dec 7, 2021
- Trade date
- Dec 3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $2.38M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chen Yun-LungCIK 0001602676 | Officer (VP, Business Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Ordinary Shares | MOption exerciseAcquired | +1,713 | –F1 | – | 52,902 | Direct | |
| Dec 3, 2021 | Ordinary Shares | SSaleDisposed | −10,500 | $198.22F2 | −$2,081,310 | 42,402 | Direct | |
| Dec 3, 2021 | Ordinary Shares | SSaleDisposed | −1,500 | $199.04F3 | −$298,560 | 40,902 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Referenced by the price of 1 transaction in Table I.
- F2
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $198.01 to $198.84 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $199.03 to $199.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Referenced by the price of 1 transaction in Table I.