Paisley Christopher B's Form 4 filing
Ambarella Inc (AMBA) · filed Sep 7, 2021
- Accession no.
- 0001280263-21-000074
- Filed
- Sep 7, 2021
- Trade date
- Sep 2-3, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $97.5K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Paisley Christopher BCIK 0001189229 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Ordinary Shares | MOption exerciseAcquired | +736 | $16.35 | +$12,033.6 | 30,286 | Direct | |
| Sep 3, 2021 | Ordinary Shares | SSaleDisposed | −736 | $132.44 | −$97,475.84 | 29,550 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2021 | Ordinary Shares | MOption exerciseDisposed | −736 | $0.00 | $0 | 736 | Direct | |
| Sep 2, 2021 | Ordinary Shares | AGrant or awardAcquired | +1,508 | $0.00 | $0 | 1,508 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.