Englander Israel A's Form 4 filing
FiscalNote Holdings, Inc. (NOTE) · filed Dec 21, 2021
- Accession no.
- 0001273087-21-000026
- Filed
- Dec 21, 2021, 5:18 PM ET
- Trade date
- Nov 8-Dec 17, 2021
- Filing delay
- 43 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $847.3K. Open-market sales total $2.96M. It was filed 43 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Englander Israel ACIK 0001017456 | 10% Owner |
| Millennium Management LLCCIK 0001273087 | 10% Owner |
| Millennium Group Management LLCCIK 0001446830 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Class A Ordinary Shares, par value $0.0001 per share | PPurchaseAcquired | +54,773 | $9.92F8 | +$543,074.3 | 1,844,319 | Indirect | |
| Nov 12, 2021 | Class A Ordinary Shares, par value $0.0001 per share | PPurchaseAcquired | +30,681 | $9.92F9 | +$304,232.8 | 1,875,000 | Indirect | |
| Dec 17, 2021 | Class A Ordinary Shares, par value $0.0001 per share | SSaleDisposed | −300,000 | $9.87 | −$2,961,000 | 1,575,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F8
This represents the volume-weighted average price of purchases at prices ranging from $9.915 to $9.92, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, the reporting persons will provide details regarding the number of shares purchased by the reporting person at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
This represents the volume-weighted average price of purchases at prices ranging from $9.91 to $9.92, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, the reporting persons will provide details regarding the number of shares purchased by the reporting person at each separate price.
Referenced by the price of 1 transaction in Table I.