Gabelli Mario J's Form 4 filing
Gabelli Global Small & Mid Cap Value Trust (GGZ) · filed Jan 14, 2025
- Accession no.
- 0001271163-25-000003
- Filed
- Jan 14, 2025
- Trade date
- Jan 10-13, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $163.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, 10% Owner, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2025 | Common Shares, Par Value $0.001 | PPurchaseAcquired | +7,700 | $11.67 | +$89,859 | 39,286 | Indirect | |
| Jan 13, 2025 | Common Shares, Par Value $0.001 | PPurchaseAcquired | +6,300 | $11.66 | +$73,458 | 45,586 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.