Gabelli Mario J's Form 4 filing
Gabelli Dividend & Income Trust (GDV) · filed Oct 15, 2024
- Accession no.
- 0001271163-24-000056
- Filed
- Oct 15, 2024
- Trade date
- Oct 11, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions. Open-market purchases total $56.2M. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001271163-24-000061 (Oct 18, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 11, 2024 | Series M Cumulative Preferred Shares | PPurchaseAcquired | +310,000 | $10.00 | +$3,100,000 | 310,000 | Indirect | |
| Oct 11, 2024 | Series M Cumulative Preferred Shares | PPurchaseAcquired | +600,000 | $10.00 | +$6,000,000 | 600,000 | Indirect | |
| Oct 11, 2024 | Series M Cumulative Preferred Shares | PPurchaseAcquired | +1,500,000 | $10.00 | +$15,000,000 | 1,500,000 | Indirect | |
| Oct 11, 2024 | Series M Cumulative Preferred Shares | PPurchaseAcquired | +80,000 | $10.00 | +$800,000 | 80,000 | Indirect | |
| Oct 11, 2024 | Series M Cumulative Preferred Shares | PPurchaseAcquired | +3,131,500 | $10.00 | +$31,315,000 | 3,131,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.