Gabelli Mario J's Form 4/A amendment
AmendedBancroft Fund Ltd (BCV) · filed Jul 31, 2024
- Accession no.
- 0001271163-24-000043
- Filed
- Jul 31, 2024
- Trade date
- Mar 28, 2024
- Filing delay
- 125 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 1, 2024
This filing lists 1 non-derivative transaction. Open-market sales total $63.6K. It was filed 125 days after the trade.
This amendment replaces 0001271163-24-000025 (filed Apr 1, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2024 | Common Shares | SSaleDisposed | −4,000 | $15.90 | −$63,600 | 135,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The initial transaction that was previously reported as 2,000 common shares sold should have been reported as 4,000 common shares sold.
- F2
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.