Gabelli Mario J's Form 4 filing
Gabelli Global Utility & Income Trust (GLU) · filed Sep 13, 2023
- Accession no.
- 0001271163-23-000021
- Filed
- Sep 13, 2023
- Trade date
- Sep 11-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $286.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | 10% Owner, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Series B Cumulative Puttable and Callable Preferred Shares | SSaleDisposed | −2,500 | $50.30 | −$125,750 | 81,500 | Indirect | |
| Sep 12, 2023 | Series B Cumulative Puttable and Callable Preferred Shares | SSaleDisposed | −3,202 | $50.31 | −$161,092.62 | 78,298 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.