Gabelli Mario J's Form 4 filing
Gabelli Global Small & Mid Cap Value Trust (GGZ) · filed Oct 18, 2022
- Accession no.
- 0001271163-22-000046
- Filed
- Oct 18, 2022
- Trade date
- Oct 17, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $1.59M. Open-market sales total $1.59M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, 10% Owner, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2022 | Series B Cumulative Preferred Shares | SSaleDisposed | −158,554 | $10.00 | −$1,585,540 | 0 | Indirect | |
| Oct 17, 2022 | Series B Cumulative Preferred Shares | PPurchaseAcquired | +158,554 | $10.00 | +$1,585,540 | 288,174 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.