Birch John's Form 4 filing
Gabelli Global Small & Mid Cap Value Trust (GGZ) · filed Feb 10, 2022
- Accession no.
- 0001271163-22-000005
- Filed
- Feb 10, 2022
- Trade date
- Apr 17-Nov 11, 2020
- Filing delay
- 664 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $27.4K. It was filed 664 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Birch JohnCIK 0001735230 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 17, 2020 | Common Shares, Par Value $0.001 | PPurchaseAcquired | +1,000 | $7.60 | +$7,600 | 1,000 | Direct | |
| Nov 11, 2020 | Common Shares, Par Value $0.001 | PPurchaseAcquired | +1,820 | $10.86 | +$19,765.2 | 2,820 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.