Gabelli Mario J's Form 4 filing
Gabelli Convertible & Income Securities Fund Inc (GCV) · filed Nov 16, 2021
- Accession no.
- 0001271163-21-000090
- Filed
- Nov 16, 2021
- Trade date
- Nov 12-15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $112.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 12, 2021 | Common Stock, Par Value $0.001 | SSaleDisposed | −8,000 | $6.68 | −$53,440 | 501,670 | Direct | |
| Nov 15, 2021 | Common Stock, Par Value $0.001 | SSaleDisposed | −9,000 | $6.58 | −$59,220 | 1,120,000 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.