Gabelli Mario J's Form 4 filing
Gabelli Healthcare & WellnessRx Trust (GRX) · filed Oct 19, 2021
- Accession no.
- 0001271163-21-000084
- Filed
- Oct 19, 2021
- Trade date
- Oct 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market purchases total $14.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gabelli Mario JCIK 0001185533 | Director, 10% Owner, Other: Control Person of Adviser |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 15, 2021 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +470,000 | $10.00 | +$4,700,000 | 470,000 | Direct | |
| Oct 15, 2021 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +200,000 | $10.00 | +$2,000,000 | 200,000 | Indirect | |
| Oct 15, 2021 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +130,000 | $10.00 | +$1,300,000 | 130,000 | Indirect | |
| Oct 15, 2021 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +230,000 | $10.00 | +$2,300,000 | 230,000 | Indirect | |
| Oct 15, 2021 | Series E Cumulative Preferred Shares | PPurchaseAcquired | +370,000 | $10.00 | +$3,700,000 | 370,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.