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Webster William M IV's Form 4 filing

Golub Capital BDC 3, Inc. ยท filed Feb 16, 2023

Accession no.
0001262866-23-000003
Filed
Feb 16, 2023
Trade date
Aug 31, 2020-Feb 13, 2023
Filing delay
899 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 19 non-derivative transactions. Open-market purchases total $1.45M. It was filed 899 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Webster William M IVCIK 0001262866Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2020Common Stock, par value $0.001 per sharePPurchaseAcquired+2,043.27$14.68+$29,995.22,043.27Indirect
Jan 12, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+2,666.67$15.00+$40,000.054,767.28Indirect
Feb 26, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+2,666.67$15.00+$40,000.057,433.95Indirect
May 7, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+3,333.33$15.00+$49,999.9510,801.63Indirect
Jun 15, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+4,000$15.00+$60,00014,974.93Indirect
Jul 26, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+3,333.33$15.00+$49,999.9518,583.66Indirect
Aug 10, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+5,000$15.00+$75,00023,583.66Indirect
Sep 14, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+6,666.67$15.00+$100,000.0530,250.33Indirect
Oct 5, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+3,000$15.00+$45,00033,335.8Indirect
Oct 18, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+13,333.33$15.00+$199,999.9546,669.13Indirect
Dec 10, 2021Common Stock, par value $0.001 per sharePPurchaseAcquired+3,333.33$15.00+$49,999.9550,377.27Indirect
Jan 13, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+7,000$15.00+$105,00058,107.6Indirect
Mar 14, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+4,500$15.00+$67,50063,015.46Indirect
Apr 19, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+4,500$15.00+$67,50067,879.29Indirect
May 16, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+4,500$15.00+$67,50073,396.03Indirect
Jun 16, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+9,000$15.00+$135,00082,396.03Indirect
Aug 5, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+9,070.91$14.88+$134,975.1492,284.09Indirect
Nov 1, 2022Common Stock, par value $0.001 per sharePPurchaseAcquired+4,533.24$14.89+$67,499.9497,366.24Indirect
Feb 13, 2023Common Stock, par value $0.001 per sharePPurchaseAcquired+4,573.17$14.76+$67,499.99103,770.34Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)