Coccio Christopher L's Form 4 filing
Sono Tek Corp (SOTK) · filed Oct 18, 2021
- Accession no.
- 0001262182-21-000004
- Filed
- Oct 18, 2021
- Trade date
- Oct 14-15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $22.4K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coccio Christopher LCIK 0001262182 | Director, Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Sono-Tek Corp Common Stock | MOption exerciseAcquired | +100,000 | $2.45 | +$245,000 | 432,920 | Direct | |
| Oct 14, 2021 | Sono-Tek Corp Common Stock | FTax withholdingDisposed | −37,750 | $6.49 | −$244,997.5 | 395,170 | Direct | |
| Oct 14, 2021 | Sono-Tek Corp Common Stock | MOption exerciseAcquired | +100,000 | $2.65 | +$265,000 | 495,170 | Direct | |
| Oct 14, 2021 | Sono-Tek Corp Common Stock | FTax withholdingDisposed | −40,832 | $6.49 | −$264,999.68 | 454,338 | Direct | |
| Oct 15, 2021 | Sono-Tek Corp Common Stock | SSaleDisposed | −3,800 | $5.90 | −$22,420 | 450,538 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 14, 2021 | Sono-Tek Corp Common Stock | MOption exerciseDisposed | −100,000 | $2.45 | −$245,000 | 100,000 | Direct | |
| Oct 14, 2021 | Sono-Tek Corp Common Stock | MOption exerciseDisposed | −100,000 | $2.65 | −$265,000 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.