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Duffy Patrick Joseph's Form 4 filing

Guild Holdings Co (GHLD) · filed Jun 10, 2024

Accession no.
0001262014-24-000004
Filed
Jun 10, 2024
Trade date
Jun 6, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $32.0K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Duffy Patrick JosephCIK 0001827828Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 6, 2024Class A Common StockPPurchaseAcquired+1,985.31$16.12+$32,003.277,333.9Direct
Jun 6, 2024Class A Common StockAGrant or awardAcquired+357$0.00$077,690.9Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)