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Olrich Scott V.'s Form 4 filing

DocuSign, Inc. (DOCU) · filed Oct 13, 2021

Accession no.
0001261333-21-000185
Filed
Oct 13, 2021
Trade date
Oct 12, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions and 1 derivative transaction. Open-market sales total $3.39M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Olrich Scott V.CIK 0001517211Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 12, 2021Common StockMOption exerciseAcquired+12,500$16.21+$202,625237,269Direct
Oct 12, 2021Common StockSSaleDisposed−1,100$250.96F2−$276,056236,169Direct
Oct 12, 2021Common StockSSaleDisposed−1,800$252.07F3−$453,726234,369Direct
Oct 12, 2021Common StockSSaleDisposed−1,600$252.93F4−$404,688232,769Direct
Oct 12, 2021Common StockSSaleDisposed−3,477$254.08F5−$883,436.16229,292Direct
Oct 12, 2021Common StockSSaleDisposed−766$254.69F6−$195,092.54228,526Direct
Oct 12, 2021Common StockSSaleDisposed−900$255.93F7−$230,337227,626Direct
Oct 12, 2021Common StockSSaleDisposed−1,400$257.27F8−$360,178226,226Direct
Oct 12, 2021Common StockSSaleDisposed−600$258.65F9−$155,190225,626Direct
Oct 12, 2021Common StockSSaleDisposed−500$259.21F10−$129,605225,126Direct
Oct 12, 2021Common StockSSaleDisposed−200$260.19F11−$52,038224,926Direct
Oct 12, 2021Common StockSSaleDisposed−157$261.95−$41,126.15224,769Direct
Oct 12, 2021Common StockSSaleDisposed−66$251.03F12−$16,567.9845,259Indirect
Oct 12, 2021Common StockSSaleDisposed−100$252.24F14−$25,22445,159Indirect
Oct 12, 2021Common StockSSaleDisposed−162$253.00F15−$40,98644,997Indirect
Oct 12, 2021Common StockSSaleDisposed−244$254.18F16−$62,019.9244,753Indirect
Oct 12, 2021Common StockSSaleDisposed−49$255.83F17−$12,535.6744,704Indirect
Oct 12, 2021Common StockSSaleDisposed−93$256.98F18−$23,899.1444,611Indirect
Oct 12, 2021Common StockSSaleDisposed−59$258.45F19−$15,248.5544,552Indirect
Oct 12, 2021Common StockSSaleDisposed−28$259.25F20−$7,25944,524Indirect
Oct 12, 2021Common StockSSaleDisposed−24$260.34F21−$6,248.1644,500Indirect
Oct 12, 2021Common StockSSaleDisposed−10$261.95−$2,619.544,490Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 12, 2021Common StockMOption exerciseDisposed−12,500$0.00$0525,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The shares were sold at prices ranging from $250.43 to $251.38. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The shares were sold at prices ranging from $251.45 to $252.44. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

The shares were sold at prices ranging from $252.48 to $253.29. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

The shares were sold at prices ranging from $253.56 to $254.51. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

The shares were sold at prices ranging from $254.56 to $254.92. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

The shares were sold at prices ranging from $255.69 to $256.61. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F8

The shares were sold at prices ranging from $256.84 to $257.71. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

The shares were sold at prices ranging from $258.01 to $258.92. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

The shares were sold at prices ranging from $259.03 to $259.26. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

The shares were sold at prices ranging from $260.03 to $260.35. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

The shares were sold at prices ranging from $250.60 to $251.54. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

The shares were sold at prices ranging from $251.66 to $252.65. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

The shares were sold at prices ranging from $252.67 to $253.54. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

The shares were sold at prices ranging from $253.76 to $254.68. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

The shares were sold at prices ranging from $255.38 to $256.01. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F18

The shares were sold at prices ranging from $256.60 to $257.41. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F19

The shares were sold at prices ranging from $257.95 to $258.89. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F20

The shares were sold at prices ranging from $259.22 to $259.26. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F21

The shares were sold at prices ranging from $260.32 to $260.35. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)