Carnecchia Scipio Maximus's Form 4 filing
Mitek Systems Inc (MITK) · filed Nov 30, 2021
- Accession no.
- 0001255170-21-000003
- Filed
- Nov 30, 2021
- Trade date
- Nov 26-30, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $420.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Carnecchia Scipio MaximusCIK 0001255170 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | AGrant or awardAcquired | +117,995 | $0.00 | $0 | 291,514 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseAcquired | +28,154 | $0.00 | $0 | 319,668 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −10,764 | $16.73 | −$180,081.72 | 308,904 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −14,353 | $16.73 | −$240,125.69 | 294,551 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2021 | Common Stock | AGrant or awardAcquired | +157,327 | $0.00 | $0 | 352,168 | Direct | |
| Nov 29, 2021 | Common Stock | MOption exerciseDisposed | −28,154 | $0.00 | $0 | 324,014 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.