McCabe Joan Y's Form 4 filing
Carlyle Tactical Private Credit Fund · filed Nov 4, 2021
- Accession no.
- 0001254339-21-000007
- Filed
- Nov 4, 2021
- Trade date
- Jun 30-Nov 3, 2021
- Filing delay
- 127 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $250.0K. It was filed 127 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCabe Joan YCIK 0001254339 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Class I Shares | JOtherAcquired | +378.19 | $9.04 | +$3,418.84 | 31,336.02 | Direct | |
| Sep 30, 2021 | Class I Shares | JOtherAcquired | +557.33 | $9.07 | +$5,054.98 | 31,893.35 | Direct | |
| Nov 3, 2021 | Class I Shares | PPurchaseAcquired | +27,593.82 | $9.06 | +$250,000.01 | 59,487.17 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.