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Holdsworth Mark Keith's Form 4 filing

R F Industries Ltd (RFIL) · filed Dec 28, 2021

Accession no.
0001250853-21-000115
Filed
Dec 28, 2021
Trade date
Dec 23-28, 2021
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $181.8K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Holdsworth Mark KeithCIK 0001095155Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 23, 2021Common StockPPurchaseAcquired+10,000$7.46+$74,600394,337Indirect
Dec 27, 2021Common StockPPurchaseAcquired+3,014$7.63+$22,996.82397,351Indirect
Dec 28, 2021Common StockPPurchaseAcquired+10,557$7.98+$84,244.86407,908Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)