Benoit Edward Joseph's Form 4/A amendment
AmendedR F Industries Ltd (RFIL) · filed Jul 13, 2021
- Accession no.
- 0001250853-21-000073
- Filed
- Jul 13, 2021
- Trade date
- Jun 23, 2021
- Filing delay
- 20 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 23, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $70.6K. It was filed 20 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Benoit Edward JosephCIK 0001574099 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2021 | Common Stock | MOption exerciseAcquired | +8,827 | $2.45 | +$21,626.15 | 80,906 | Direct | |
| Jun 23, 2021 | Common Stock | SSaleDisposed | −8,827 | $8.00 | −$70,616 | 72,079 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 23, 2021 | Common Stock | MOption exerciseDisposed | −8,827 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Stock Option vested and became exercisable in four equal quarterly increments over a one-year period on January 31, 2018, April 30, 2018, July 31, 2018, and October 31, 2018.