Whitmire C Donald Jr's Form 4 filing
Freeport-McMoran Inc (FCX) · filed Nov 9, 2021
- Accession no.
- 0001246360-21-000999
- Filed
- Nov 9, 2021
- Trade date
- Nov 8, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 6 derivative transactions. Open-market sales total $2.62M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Whitmire C Donald JrCIK 0001200687 | Officer (VP Controller & Financial Rptg) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +7,500 | $30.94 | +$232,050 | 67,337 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $18.98 | +$189,800 | 77,337 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +8,500 | $4.35 | +$36,975 | 85,837 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +8,500 | $15.52 | +$131,920 | 94,337 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +10,000 | $18.74 | +$187,400 | 104,337 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseAcquired | +22,500 | $35.01 | +$787,725 | 126,837 | Direct | |
| Nov 8, 2021 | Common Stock | SSaleDisposed | −67,000 | $39.10F5 | −$2,619,700 | 59,837 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −22,500 | $0.00 | $0 | 5,000 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 5,000 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −8,500 | $0.00 | $0 | 38,500 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −8,500 | $0.00 | $0 | 16,500 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 25,000 | Direct | |
| Nov 8, 2021 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F5
The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $39.0300 - $39.1750. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.