Precourt Walter F. III's Form 4 filing
Mosaic CoMOS · filed Mar 4, 2022
- Accession no.
- 0001243786-22-000045
- Filed
- Mar 4, 2022
- Trade date
- Mar 2-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Precourt Walter F. IIICIK 0001609765 | Officer (Senior VP - Strategy & Growth) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +29,869 | $28.49 | +$850,967.81 | 91,337 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseAcquired | +33,636 | $30.42 | +$1,023,207.12 | 124,973 | Direct | |
| Mar 2, 2022 | Common Stock | SSaleDisposed | −63,505 | $55.00 | −$3,492,775 | 61,468 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −29,869 | $0.00 | $0 | 0 | Direct | |
| Mar 2, 2022 | Common Stock | MOption exerciseDisposed | −33,636 | $0.00 | $0 | 0 | Direct | |
| Mar 3, 2022 | Common Stock | AGrant or awardAcquired | +11,139 | $0.00 | $0 | 11,139 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.