Yee Michael's Form 4 filing
Virtus Equity & Convertible Income Fund (NIE) · filed Aug 17, 2026
- Accession no.
- 0001240807-26-000004
- Filed
- Aug 17, 2026, 10:25 AM ET
- Trade date
- Aug 10, 2026
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. It was filed 7 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001240807-26-000006 (Aug 26, 2026). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Yee MichaelCIK 0001240807 | Other: PM |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 10, 2026 | Virtus Equity & Convertible Income Fund | DReturned to the companyDisposed | −4,505.168 | $26.55 | −$119,612.21 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.