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Puckett Jeffrey David's Form 4/A amendment

Amended

Tyler Technologies Inc (TYL) · filed Mar 13, 2024

Accession no.
0001240085-24-000016
Filed
Mar 13, 2024
Trade date
Mar 7, 2024
Filing delay
6 days
Rule 10b5-1 plan
Not checked
Original filed
Mar 11, 2024

This filing lists 1 non-derivative transaction and 2 derivative transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $710.6K. It was filed 6 days after the trade.

This amendment restates part of 0001240085-24-000014 (filed Mar 11, 2024). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Puckett Jeffrey DavidCIK 0001863648Officer (Chief Operating Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2024Common StockSSaleDisposed−872$422.91−$368,777.526,925.04Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Mar 7, 2024Common StockMOption exerciseDisposed−1,800$0.00$0450Direct
Mar 7, 2024Common StockMOption exerciseDisposed−1,681$0.00$0569Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001240085-24-000014 (filed Mar 11, 2024).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001240085-24-000014
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 7, 2024Common StockMOption exerciseAcquired+1,800$108.81F1+$195,8588,725.04Direct
Mar 7, 2024Common StockMOption exerciseAcquired+1,681$121.05F1+$203,485.058,606.04Direct
Mar 7, 2024Common StockSSaleDisposed−809$422.47F2−$341,778.237,797.04Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

Acquired through the exercise of stock options.

Referenced by the price of 2 transactions in Table I.

F2

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $422.23 to a high of $422.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth with respect to this transaction.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On March 11, 2024, the reporting person filed a Form 4 which inadvertently omitted a sale transaction that should have been included. This amendment reports the omitted transaction and Column 5 correctly reports the number of securities beneficially owned immediately following the omitted transaction.

F2

Option has graded vesting. Dates exercisable will vary with each vesting tranche.

F3

In the original filing, the number of derivative securities beneficially owned following the reported transaction was incorrectly reported as 0, because it did not account for the incentive stock options portion of the option grant.

Read the full filing on SEC EDGAR (opens in a new tab)