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Miller Brian K's Form 4/A amendment

Amended

Tyler Technologies Inc (TYL) · filed Nov 16, 2023

Accession no.
0001240085-23-000053
Filed
Nov 16, 2023
Trade date
Nov 10, 2023
Filing delay
6 days
Rule 10b5-1 plan
Not checked
Original filed
Nov 14, 2023

This filing lists 2 derivative transactions. It carries over 7 transactions from the original filing that it did not restate. Open-market sales total $4.15M. It was filed 6 days after the trade.

This amendment restates part of 0001240085-23-000051 (filed Nov 14, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Miller Brian KCIK 0001086072Officer (Executive VP and CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 10, 2023Common StockMOption exerciseDisposed−5,000$0.00$011,000Direct
Nov 10, 2023Common StockMOption exerciseDisposed−5,000$0.00$06,000Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001240085-23-000051 (filed Nov 14, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001240085-23-000051
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 10, 2023Common StockMOption exerciseAcquired+5,000$205.66F1+$1,028,30018,861.79Direct
Nov 10, 2023Common StockMOption exerciseAcquired+5,000$205.66F1+$1,028,30023,861.79Direct
Nov 10, 2023Common StockSSaleDisposed−500$411.99F2−$205,99523,361.79Direct
Nov 10, 2023Common StockSSaleDisposed−500$412.89F3−$206,44522,861.79Direct
Nov 10, 2023Common StockSSaleDisposed−3,858$414.42F4−$1,598,832.3619,003.79Direct
Nov 10, 2023Common StockSSaleDisposed−3,742$415.52F5−$1,554,875.8415,261.79Direct
Nov 10, 2023Common StockSSaleDisposed−1,400$416.25F6−$582,75013,861.79Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

Acquired through the exercise of options.

Referenced by the price of 2 transactions in Table I.

F2

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $411.57 to a high of $412.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth with respect to this transaction and all sale transactions reported in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $412.655 to a high of $413.61 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $413.945 to a high of $414.92 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $415.04 to a high of $416.03 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

Reflects the weighted average sale price. The shares were sold in multiple transactions at prices ranging from a low of $416.05 to a high of $416.53 per share, inclusive.

Referenced by the price of 1 transaction in Table I.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Option has graded vesting. Dates exercisable will vary with each vesting tranche.

F2

In the original filing, the number of derivative securities beneficially owned following the reported transaction was incorrectly reported as 10,028.

F3

In the original filing, the number of derivative securities beneficially owned following the reported transaction was incorrectly reported as 5,028.

Read the full filing on SEC EDGAR (opens in a new tab)