Womble Dustin R's Form 4/A amendment
AmendedTyler Technologies Inc (TYL) · filed Aug 1, 2023
- Accession no.
- 0001240085-23-000042
- Filed
- Aug 1, 2023
- Trade date
- Nov 1, 2019-Jun 14, 2022
- Filing delay
- 1,369 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 1, 2020
This filing lists 16 non-derivative transactions. Open-market sales total $31.9M. It was filed 1,369 days after the trade.
This filing was later replaced by the amendment 0001240085-23-000043 (Aug 8, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Womble Dustin RCIK 0001250459 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2019 | Common Stock | GGiftDisposed | −130,879 | $0.00 | $0 | 34,743 | Direct | |
| May 20, 2020 | Common Stock | SSaleDisposed | −14,186 | $0.00 | $0 | 116,693 | Indirect | |
| May 29, 2020 | Common Stock | GGiftDisposed | −19,441 | $0.00 | $0 | 97,252 | Indirect | |
| Jun 2, 2020 | Common Stock | SSaleDisposed | −17,957 | $380.95F7 | −$6,840,719.15 | 79,295 | Indirect | |
| Aug 19, 2020 | Common Stock | SSaleDisposed | −10,000 | $338.18 | −$3,381,800 | 69,295 | Indirect | |
| Nov 9, 2020 | Common Stock | GGiftDisposed | −2,869 | $0.00 | $0 | 33,024 | Direct | |
| Nov 11, 2020 | Common Stock | SSaleDisposed | −13,457 | $427.26F7 | −$5,749,637.82 | 58,707 | Indirect | |
| Nov 13, 2020 | Common Stock | GGiftDisposed | −11,459 | $0.00 | $0 | 21,565 | Direct | |
| Nov 13, 2020 | Common Stock | GGiftDisposed | −19,114 | $0.00 | $0 | 51,052 | Indirect | |
| Dec 8, 2020 | Common Stock | PPurchaseAcquired | +4,186 | $0.00 | $0 | 55,238 | Indirect | |
| Dec 10, 2020 | Common Stock | SSaleDisposed | −11,338 | $447.24F7 | −$5,070,807.12 | 43,900 | Indirect | |
| Feb 23, 2021 | Common Stock | GGiftDisposed | −8,000 | $0.00 | $0 | 51,900 | Indirect | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −20,000 | $543.18F7 | −$10,863,600 | 31,900 | Indirect | |
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $0.00 | $0 | 91,900 | Indirect | |
| Dec 15, 2021 | Common Stock | GGiftDisposed | −5,000 | $0.00 | $0 | 36,900 | Indirect | |
| Jun 14, 2022 | Common Stock | GGiftDisposed | −400 | $0.00 | $0 | 14,552 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This report is being filed by the reporting person to report (a) inadvertent errors discovered in reports filed on June 1, 2020 and on August 21, 2020 and (b) additionally inadvertent failures to report transactions involved a family trust created by the reporting person and his wife under agreement dated May 28, 2019, including gifts by the reporting person to such trust, charitable gifts by such trust, and sales by such trust. The errors and failures were discovered on behalf of the reporting person in May 2023,and the reporting person and the issuer have been diligently reviewing records of the reporting person's transactions from and after January 1, 2017 in order to provide a complete reconciliation of the reporting person's holdings of the shares with previously filed reports.
- F2
On November [1], 2019, the reporting person transferred 130,879 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 34,743 shares directly beneficially owned by the reporting person and 130,879 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F3
On May 20, 2020, a family trust established by the reporting person and his wife [transferred] 14,186 shares to [AMERITRADE ACCOUNT #8376], resulting in 35,893 shares directly beneficially owned by the reporting person and 116,693 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F4
Includes shares owned indirectly by the reporting person through a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries.
- F5
On May 29, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,441 shares. The original report, filed on June 1, 2020,incorrectly stated the number of shares and did not identify the gift as being made by the family trust. After giving effect to the charitable gift, the reporting person directly beneficially owned 35,893 shares and 97,252 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F6
On June 2, 2020, a family trust established by the reporting person and his wife sold 17,957 shares, resulting in 35,893 shares directly beneficially owned by the reporting person and 79,295 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F7
Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 4 transactions in Table I.
- F8
On August 19, 2020, a family trust established by the reporting person and his wife sold 10,000 shares. The original report, filed on August 21, 2020, incorrectly did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 35,893 shares and 69,295 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F9
On November 9, 2020, the reporting person transferred 2,869 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 33,024 shares directly beneficially owned by the reporting person and 72,164 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F10
On November 11, 2020, a family trust established by the reporting person and his wife sold 13,457 shares. The original report, filed on November 12, 2020, incorrectly identified the date of the sale, incorrectly stated the number of shares sold and the average price per share, and did not identify the sale as being made by the family trust. After giving effect to the sale, the reporting directly beneficially owned 33,024 shares and 58,707 shares were indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F11
On November 13, 2020, the reporting person transferred 11,459 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 21,565 shares directly beneficially owned by the reporting person and 70,166 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F12
On November 13, 2020, a family trust established by the reporting person and his wife made a charitable contribution of 19,114 shares, resulting in 21,565 shares directly beneficially owned and 51,052 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F13
On December 8, 2020, a family trust established by the reporting person and his wife [acquired] 4,186 shares from [AMERITRADE ACCOUNT #8376], resulting in 21,565 shares directly beneficially owned by the reporting person and 55,238 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F14
On December 10, 2020, a family trust established by the reporting person and his wife sold 11,338 shares, resulting in 21,565 shares directly beneficially owned by the reporting person and 43,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F15
On February 23, 2021, the reporting person transferred 8,000 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 13,565 shares directly beneficially owned by the reporting person and 51,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F16
On November 4, 2021, a family trust established by the reporting person and his wife sold 20,000 shares, resulting in 14,318 shares directly beneficially owned by the reporting person and 31,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F17
On December 9, 2021, a family trust established by the reporting person and his wife [acquired] 10,000 shares from [AMERITRADE ACCOUNT #8376], resulting in 14,318 shares directly beneficially owned by the reporting person and 41,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F18
On December 15, 2021, a family trust established by the reporting person and his wife made a charitable contribution of 5,000 shares, resulting in 14,318 shares directly beneficially owned and 36,900 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F19
On June 14, 2022, the reporting person transferred 400 shares to a family trust of which the reporting person and his wife are the grantors, trustees, and primary beneficiaries, resulting in 14,552 shares directly beneficially owned by the reporting person and 37,300 shares indirectly beneficially owned by the reporting person. The current direct and indirect beneficial ownership of the reporting person is set forth in footnote 20.
- F20
As of the filing date of this report, the reporting person directly beneficially owned 14,916 shares and 37,300 shares were indirectly beneficially owned by the reporting person. The number of shares directly beneficially owned is 360 less than the number previously reported after giving effect to this report. The reporting person and the issuer have diligently reviewed all reporting person transaction from and after January 1, 2017, and believe that the variance is the result of an inadvertent reporting error prior to January 1, 2017.