Fairbank Richard D's Form 4 filing
Capital One Financial CorpCOF · filed Oct 29, 2026
- Accession no.
- 0001238032-26-000010
- Filed
- Oct 29, 2026, 4:06 PM ET
- Trade date
- Oct 27, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $18.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairbank Richard DCIK 0001238032 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2026 | Common Stock | MOption exerciseAcquired | +40,743 | $86.34 | +$3,517,750.62 | 4,109,263 | Direct | |
| Oct 27, 2026 | Common Stock | SSaleDisposed | −46,845 | $202.32F3 | −$9,477,680.4 | 4,062,418 | Direct | |
| Oct 27, 2026 | Common Stock | SSaleDisposed | −37,025 | $203.29F4 | −$7,526,812.25 | 4,025,393 | Direct | |
| Oct 27, 2026 | Common Stock | SSaleDisposed | −6,873 | $204.19F5 | −$1,403,397.87 | 4,018,520 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2026 | Common Stock | MOption exerciseDisposed | −40,743 | $0.00 | $0 | 40,743 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.78 to $202.77. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.79 to $203.78. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.81 to $204.49. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.