Grassman Catherine's Form 4 filing
Heska Corp (HSKA) · filed Aug 9, 2021
- Accession no.
- 0001237648-21-000040
- Filed
- Aug 9, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.30M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grassman CatherineCIK 0001724324 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $69.77 | +$348,850 | 8,986 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −4,679 | $260.15F1 | −$1,217,241.85 | 4,307 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −271 | $261.23F2 | −$70,793.33 | 4,036 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −50 | $263.25 | −$13,162.5 | 3,986 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 701 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.85. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.98. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which each transaction was effected.
Referenced by the price of 1 transaction in Table I.