Weatherman Elizabeth H's Form 4 filing
Vapotherm Inc (VAPO) · filed Feb 14, 2023
- Accession no.
- 0001235802-23-000021
- Filed
- Feb 14, 2023
- Trade date
- Feb 10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $500.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Weatherman Elizabeth HCIK 0001188681 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | PPurchaseAcquired | +476,190 | $1.05F1 | +$499,999.5 | 652,372 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 10, 2023 | Common Stock | PPurchaseAcquired | +476,190 | –F1 | – | 476,190 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
$1.05 per unit, each unit consisted of one share of common stock and a warrant to purchase one share of common stock.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.