Dube Joel F.'s Form 4 filing
Vapotherm Inc (VAPO) · filed Sep 13, 2021
- Accession no.
- 0001235802-21-000118
- Filed
- Sep 13, 2021
- Trade date
- Sep 10, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $29.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dube Joel F.CIK 0001681006 | Officer (Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | MOption exerciseAcquired | +416 | $12.16 | +$5,058.56 | 4,516 | Direct | |
| Sep 10, 2021 | Common Stock | MOption exerciseAcquired | +580 | $12.28 | +$7,122.4 | 5,096 | Direct | |
| Sep 10, 2021 | Common Stock | SSaleDisposed | −996 | $29.10 | −$28,983.6 | 4,100 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | MOption exerciseDisposed | −416 | $0.00 | $0 | 4,584 | Direct | |
| Sep 10, 2021 | Common Stock | MOption exerciseDisposed | −580 | $0.00 | $0 | 6,420 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.