Celaya Jorge's Form 4 filing
Liquidity Services Inc (LQDT) · filed Aug 18, 2022
- Accession no.
- 0001235468-22-000117
- Filed
- Aug 18, 2022
- Trade date
- Aug 16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $101.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Celaya JorgeCIK 0001406206 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +2,112 | $4.47 | +$9,440.64 | 44,204 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +11,406 | $6.11 | +$69,690.66 | 55,610 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseAcquired | +6,613 | $6.69 | +$44,240.97 | 62,223 | Direct | |
| Aug 16, 2022 | Common Stock | FTax withholdingDisposed | −6,235 | $19.79 | −$123,390.65 | 55,988 | Direct | |
| Aug 16, 2022 | Common Stock | SSaleDisposed | −5,080 | $20.06 | −$101,904.8 | 50,908 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −2,112 | $0.00 | $0 | 0 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −11,406 | $0.00 | $0 | 3,802 | Direct | |
| Aug 16, 2022 | Common Stock | MOption exerciseDisposed | −6,613 | $0.00 | $0 | 29,387 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.